ABout Compliance 401k

Compliance 401k™ is an independent external compliance partner for retirement plan sponsors. We provide plan IRS Code 3(16) fiduciary oversight to ensure plan sponsors meet all requirements set forth by the IRS and Department of Labor.



Working closely with your TPA and advisor to produce best practices for your plan. Supporting your HR department by providing more control and compliance oversight.


Our singular focus is on fulfilling Plan Administrator duties in a timely and accommodating manner. We assume fiduciary responsibility and liability of the administrative duties.


We reduce much of the daily management and work associated with your plan. We eliminate the need for you to spend time and resources learning all the required ongoing compliance requirements. Refocus your time on other HR or business-related issues

"COMPLIANCE 401K becomes a valuable part of your team, allowing you to devote your time and energy on growing your business. While we focus our efforts on protecting your business."

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